Browsing: JOBS Act

Posts Tagged ‘ JOBS Act ’

Can We All Participate in The Next Unicorn?

Aug 28th, 2017 | Filed under: Newly Added, Retail Investing, The A.I. Industry, Crowdfunding, Emerging Alternative Investments, Other Topics in A.I.

Excerpted from the Alternative Investment Analyst Review, Volume 6, Issue 1 The Alternative Investment Analyst Review is the official publication of the CAIA Association. Access to the most current issue is an exclusive benefit of CAIA Membership while archived issues are available to the public in the Perspectives section atRead More


Celent Reports on Equity Crowdfunding

Sep 23rd, 2014 | Filed under: Retail Investing, Venture capital, Crowdfunding

A new report from Celent discusses the as-yet unimplemented Title III of the JOBS Act. Celent's Isabella Fonseca offers suggestions for how both wealth managers and tech providers might benefit. Read More


Exemptions and Pools: CFTC Harmonizes with the JOBS Act

Sep 17th, 2014 | Filed under: Hedge Fund Regulation, Commodities

Two rules within the CFTC rulebook that offer exemptions for certain CPOs from certain regulatory requirements mirrored the original pre-JOBS Act Reg D on the SEC side. But of course we are now in a post-JOBS Act world, and the CFTC staff has now acted, not through a rule change but by staff letter, to harmonize with its sister agency and with the JOBS Act mandate. Read More


Hedge Funds Must Embrace the New Communications Landscape Post-JOBS Act

Oct 30th, 2012 | Filed under:

Nick Lawler on the JOBS Act.Read More


Alpha Hunter Jeff Joseph on Taking Funds to Market

Aug 26th, 2012 | Filed under: Alpha Hunters

Alpha Hunter Jeff Joseph talks with AllAboutAlpha about the changes in the regulatory landscape and what this means for hedge fund marketing.Read More


Simplifying the JOBS Act for Alternative Investment Vehicles

May 10th, 2012 | Filed under: Hedge Fund Regulation

By Ron S. Geffner, Partner, Head of Financial Services, Sadis & Goldberg LLP On April 5, 2012, President Obama signed the Jumpstart Our Business Startups Act, H.R. 3606 (“JOBS Act“). The JOBS Act requires the Securities & Exchange Commission (“SEC“) to revise existing rules to implement many of the provisionsRead More